Helping investors recover their hard-earned investment losses while holding those responsible for the losses is what we do and have done for decades. Our securities lawyers and staff have more than 100 years of combined experience in the securities industry and in securities law. The Rosca Scarlato LLC law firm represents investors nationwide in securities arbitration and litigation matters.
Their boss might even force them to participate in the offense as extra assurance that their subordinate won’t go to the authorities. You might be tempted to seek advice from your financial advisor after you have sustained investment losses. However, they will likely tell you that markets are volatile and losses are to be expected.
What Laws Exist That Protect Me Against Securities Fraud?
“Good positive experience. Guided us through a difficult process and was pleased with the outcome. Everyone I dealt with was exceptional.” In this modern age of scanning and email, prospective clients can send us documents from all over the country and internationally. If you are old fashioned and want to mail us your documents, that is fine too. We work to get our clients the best settlements or wins because the more you make, the more we make. Every detail of your ordeal and every document shared will be kept in the strictest confidence.
Stock Broker Fraud Lawyer for Stock Market Losses, Misconduct & More
Sometimes unscrupulous stockbrokers and investment advisors take advantage of your trust, and you can find yourself facing the loss of your life savings. Whether your loss is due to unsuitable investment advice, conflicts of interest, or investment fraud, all you know is your retirement income is gone. If you suffered serious investment losses, you should consult with an investment fraud attorney immediately. The legal options available to you will depend on many different factors. In some stock loss scenarios, negligence of a stockbroker is the reason why you’ve lost out on your investment.
Wall Street Investment Fraud Lawyer Blog
This means that if you, as the consumer, do not get paid for any losses we can recover, then we do not get paid. We have assisted investors across the U.S., including Puerto Rico, as well as throughout the world, including countries throughout South and Central America, Mexico, Europe, and Asia. There are very few things you can do on your own when it comes to suing your broker. But with everything we’ve already mentioned about the reality of lawsuits, doing everything by yourself is another risk you wouldn’t want to take.
Whether they’re big or small losses, know that a stock market attorney can help you throughout the lawsuit. Regulatory InvestigationsIn today’s securities regulatory environment, it is imperative for a brokerage firm and/or its employees facing any type of regulatory inquiry to have the counsel of experienced securities regulatory authorities. Hiring suffered losses in Kiromic BioPharma stock to assist with your securities fraud case is almost essential to obtaining a positive outcome. The legal framework for dealing with fraudulent securities or investment trading is complex and requires an experienced lawyer to help you keep track of deadlines and relevant statutes. Perform thorough research into their credentials, client reviews, and ratings from legal organizations.
One of the fastest ways for investors to recover losses from an investment firm or financial advisor is through a FINRA arbitration claim. Our mission is to be able to provide the highest quality legal services to clients involved in securities arbitration or investment litigation matters, with the highest level of personalized service and attention that each client deserves. Unnecessary financial losses are never easy for our clients to deal with or address.